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FINRA Awards for Stephen F. Henry

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0393003/01/2011Claimant(s): Jesse Gomez
Claimant Lawyers(s): Stephen F. Henry
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): E. Duane Stephens, William Michael Samsel, John C McGourty
Hearing Site: San Francisco, CA

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