Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02387 | 12/14/2018 | Claimant(s): El Capitan Limited Corporation Claimant Lawyers(s): Samuel B. Edwards Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil Baritz Arbitrator(s): Jeffrey M. Allen, Lawrence R. Mills, Anne M. Lawlor Goyette Hearing Site: San Francisco, CA |  | $0 |
| 15-02765 | 06/19/2017 | Claimant(s): Jack Paich Claimant Lawyers(s): Christopher P. Mader Respondent(s): Cory BurnellL Financial LLC, BluePrint Wealth Partners, Interactive Brokers LLC Respondent Lawyers(s): Edward Zusman, Jason O. Billy, Neil Baritz Arbitrator(s): William Michael Samsel, Philip Aaron Tymon, Anne M. Lawlor Goyette Hearing Site: San Francisco, CA | | $160,000 |
| 13-00342 | 09/30/2014 | Claimant(s): Cynthia Siegle Trust, DTD 6/26/1990 Claimant Lawyers(s): Steven D. Toskes Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Susan J. Alexander, Ralph L. Jacobson, Anne M. Lawlor Goyette Hearing Site: San Francisco, CA | | Expungement |