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FINRA Awards for Cynthia Siegle Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0034209/30/2014Claimant(s): Cynthia Siegle Trust, DTD 6/26/1990
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Susan J. Alexander, Ralph L. Jacobson, Anne M. Lawlor Goyette
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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