| 21-01340 | 12/03/2021 | Claimant(s): Jerzy Wojtczak
Claimant Lawyers(s): Jerzy Wojtczak
Respondent(s): Webull Financial LLC
Respondent Lawyers(s): Danielle R. Gill
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
|  | $0 |
| 20-03160 | 10/29/2021 | Claimant(s): Matthew Simmons
Claimant Lawyers(s): Matthew Simmons
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Edward W. Morris
Hearing Site: Boston, MA
| | $0 |
| 20-04193 | 10/15/2021 | Claimant(s): Andre Danesh
Claimant Lawyers(s): David W. Sparrow
Respondent(s): Morgan Stanley, Kevin Butler
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Arthur Lewis Pressman
Hearing Site: Boston, MA
| | $138,931 |
| 19-03332 | 06/08/2021 | Claimant(s): Martin Kaplan
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Next Financial Group.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman
Hearing Site: Boston, MA
| | Expungement |
| 17-02966 | 03/11/2021 | Claimant(s): Turner Bynum
Claimant Lawyers(s): Turner Edward "Ted" Bynum
Respondent(s): Stephen Dellelo, Next Financial Group.
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s): Amy Lampert, Gene M. Bauer
Hearing Site: Boston, MA
| | Expungement |
| 19-00007 | 03/09/2021 | Claimant(s): Susan Cable, Estate of Graham M. Polonsky
Claimant Lawyers(s): Alexander Aron Flig
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Samuel H. Chorches, Robert E. Anderson, Denise L. Presley
Hearing Site: Boston, MA
| | $0 |
| 18-03788 | 09/17/2020 | Claimant(s): Wilfred & Virginia Suozzo
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Elizabeth Ryan, TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
| | $0 |
| 20-00974 | 08/13/2020 | Claimant(s): Jill Zunshine
Claimant Lawyers(s): Zach Zunshine
Respondent(s): Alight Financial Solutions
Respondent Lawyers(s): Matthew Chotkowski
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | $5,964 |
| 17-03106 | 03/20/2020 | Claimant(s): Randy O'Brien, William O'Brien, Randy O'Brien owner ROTH IRA, Randy O'Brien owner Traditional IRA, William F. O'Brien, Jr. owner ROTH IRA, Randy and William Francis O'Brien, Randy O'Brien Trust, Seth E. Ellis Esq. The O'Brien Family, Seth E. Ellis The O'Brien Family Irrevoc, The O'Brien Family Irrevocable Life Insu, The O'Brien Family Irrevocable Trust, Jr. Trust, 529 Plan FBO Conor O'Brien UTMA, 529 Plan FBO Molly O'Brien UTMA, MSB FBO WR Acquisitions, L.P. - WR Asset, WR Acquisitions LP WR Asset Management, WR Asset Management
Claimant Lawyers(s): Brian M. Haney
Respondent(s): Morgan Stanley, Jonathan Lonske
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): John Joseph Cotter, Andrea J. Goldman, Steven S. Manos
Hearing Site: Boston, MA
| | $0 |
| 18-00728 | 02/21/2020 | Claimant(s): Kevin Mackenzie
Claimant Lawyers(s): Gary Menzer
Respondent(s): Frank Pasquale, Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz, Robert Knuts
Arbitrator(s):
Hearing Site: Boston, MA
| | Settlement |
