21-00080 | 01/31/2022 | Claimant(s): John Boucher Claimant Lawyers(s): Jennifer Tarr Respondent(s): David Weisberg, Worden Capital Management LLC, Gregory Bodkin, Jamie Worden Respondent Lawyers(s): Charles M. O'Rourke, David Weisberg, Jamie Worden Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA
| | $0 |
21-01340 | 12/03/2021 | Claimant(s): Jerzy Wojtczak Claimant Lawyers(s): Jerzy Wojtczak Respondent(s): Webull Financial LLC Respondent Lawyers(s): Danielle R. Gill Arbitrator(s): Arthur J. Giacomarra Hearing Site: Boston, MA
| | $0 |
20-03160 | 10/29/2021 | Claimant(s): Matthew Simmons Claimant Lawyers(s): Matthew Simmons Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Edward W. Morris Hearing Site: Boston, MA
| | $0 |
20-04193 | 10/15/2021 | Claimant(s): Andre Danesh Claimant Lawyers(s): David W. Sparrow Respondent(s): Morgan Stanley, Kevin Butler Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): William A. Barrett, Gerard S. Marsan, Arthur Lewis Pressman Hearing Site: Boston, MA
| | $138,931 |
19-03332 | 06/08/2021 | Claimant(s): Martin Kaplan Claimant Lawyers(s): Kyle M. Kulzer Respondent(s): Next Financial Group. Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman Hearing Site: Boston, MA
| | Expungement |
17-02966 | 03/11/2021 | Claimant(s): Turner Bynum Claimant Lawyers(s): Turner Edward "Ted" Bynum Respondent(s): Stephen Dellelo, Next Financial Group. Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): Amy Lampert, Gene M. Bauer Hearing Site: Boston, MA
| | Expungement |
19-00007 | 03/09/2021 | Claimant(s): Susan Cable, Estate of Graham M. Polonsky Claimant Lawyers(s): Alexander Aron Flig Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Samuel H. Chorches, Robert E. Anderson, Denise L. Presley Hearing Site: Boston, MA
| | $0 |
18-03788 | 09/17/2020 | Claimant(s): Wilfred & Virginia Suozzo Claimant Lawyers(s): Bradford M Gucciardo Respondent(s): Elizabeth Ryan, TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA
| | $0 |
20-00974 | 08/13/2020 | Claimant(s): Jill Zunshine Claimant Lawyers(s): Zach Zunshine Respondent(s): Alight Financial Solutions Respondent Lawyers(s): Matthew Chotkowski Arbitrator(s): Jeffrey P. Petrucelly Hearing Site: Boston, MA
| | $5,964 |
17-03106 | 03/20/2020 | Claimant(s): Randy O'Brien, William O'Brien, Randy O'Brien owner ROTH IRA, Randy O'Brien owner Traditional IRA, William F. O'Brien, Jr. owner ROTH IRA, Randy and William Francis O'Brien, Randy O'Brien Trust, Seth E. Ellis Esq. The O'Brien Family, Seth E. Ellis The O'Brien Family Irrevoc, The O'Brien Family Irrevocable Life Insu, The O'Brien Family Irrevocable Trust, Jr. Trust, 529 Plan FBO Conor O'Brien UTMA, 529 Plan FBO Molly O'Brien UTMA, MSB FBO WR Acquisitions, L.P. - WR Asset, WR Acquisitions LP WR Asset Management, WR Asset Management Claimant Lawyers(s): Brian M. Haney Respondent(s): Morgan Stanley, Jonathan Lonske Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): John Joseph Cotter, Andrea J. Goldman, Steven S. Manos Hearing Site: Boston, MA
| | $0 |