| 13-01659 | 08/27/2015 | Claimant(s): Raymond DiPaula
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela Turiano
Arbitrator(s): Henry W. Grady, John F. Allgood, Marcia A. Ogilvie
Hearing Site: Atlanta, GA
|  | Expungement |
| 14-00732 | 08/20/2015 | Claimant(s): Herschell Allen
Claimant Lawyers(s): John Da Grosa Smith
Respondent(s): James Arnett, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): James R. McGuone, Frances L. Wolff, John D. Mattingly
Hearing Site: Atlanta, GA
| | $0 |
| 14-00777 | 08/17/2015 | Claimant(s): Danny Brumble, Paula Brumble
Claimant Lawyers(s): Robert J. Carlson
Respondent(s): David Lyles, Merrill Lynch Pierce Fenner & Smith Inc., William Mulder
Respondent Lawyers(s): Janet K. DeCosta, Ronald D. Smith
Arbitrator(s): Phil E. Macy, Robert Steven Haught, Lawrence Franklin McAtee
Hearing Site: Oklahoma City, OK
| | Expungement |
| 14-02501 | 08/06/2015 | Claimant(s): Christopher Godchaux
Claimant Lawyers(s): Christopher Barnett Godchaux
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Toby Cooper
Respondent Lawyers(s): Susan Roxanne Sheehan
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | $15,568 |
| 13-02435 | 08/05/2015 | Claimant(s): Jon Deusenberry
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Morris S. Getzels, Mary M. O'Neil, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-03588 | 07/31/2015 | Claimant(s): Georgianna Gimbel, John Gimbel
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christopher Seebeck, Cynthia Smith, Lawrence Green, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B Rounsville
Arbitrator(s): Monica I. Salis, Monroe Mitchel, Mervyn A. Feinstein
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-03340 | 07/15/2015 | Claimant(s): Anthony Caggiano
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Lise Gabrielle Hunter, Roger L Gavan, Alan Gradzki
Hearing Site: New York, NY
| | Expungement |
| 13-03120 | 06/22/2015 | Claimant(s): Article 2-B U/W Frank J Gatto Trust, Article 2-A U/W Frank J Gatto Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Howard D. Jacob, Sam Antar, Howard A. Baker
Hearing Site: New York, NY
| | Expungement |
| 13-01524 | 06/17/2015 | Claimant(s): Edmund Blickle
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Caryl S. Bernstein, Edward J. Gutman, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
| | Expungement |
| 13-03666 | 05/20/2015 | Claimant(s): Vincent Albanese, Albanese Battery Place, VMA Realty I Partners LLC, VMA Realty II Partners LLC, VMA/NA Realty, The Niki and Vincent M. Albanese 2012 Gr
Claimant Lawyers(s): Mario Aieta
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): James J. Fishman, Michael Jaffe, Fei K. Tsum
Hearing Site: New York, NY
| | $158,000 |
