| 20-01120 | 07/26/2023 | Claimant(s): Health and Wellness Lifestyle Club LLC
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Carolyn Valentine, H. Beck.
Respondent Lawyers(s): Joseph C. Campo, Richard A. D'Amura
Arbitrator(s): Mark R. Lee, George Richard Najjar, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
|  | $0 |
| 21-02458 | 02/02/2022 | Claimant(s): Patricia Mary Taylor Trust
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): Christopher Taylor, Kestra Investment Services
Respondent Lawyers(s): Craig Zafis, Richard A. D'Amura
Arbitrator(s): Thomas E Shuck, Randy R. Maher, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 18-01040 | 08/30/2018 | Claimant(s): Timothy Cusick
Claimant Lawyers(s): William P. Keith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Kevin K. Forrester, Brian William Heublein, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | Expungement |
| 16-01450 | 01/05/2018 | Claimant(s): Donna Gambee
Claimant Lawyers(s): Charles H. Field
Respondent(s): David Barber, Madison Avenue Securities, Llc
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Deanna J. Johnson, Janice L. Sperow, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | $1,945,400 |
| 15-02886 | 09/12/2017 | Claimant(s): Sujata Vyas
Claimant Lawyers(s): Marie Mirch
Respondent(s): Interfirst Capital Corporation
Respondent Lawyers(s): Dennis M. Holmgren
Arbitrator(s): Mark R. Lee, Alan Joseph Goldstein, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
| 16-00994 | 05/24/2016 | Claimant(s): Isaac Organization, Joinmax Engineering Consultants, Negotiart of America.
Claimant Lawyers(s): David E. Robbins
Respondent(s): Rocco Guidicipietro
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Patricia Mary Reilly, Nancy J. Spieczny, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | Expungement |
| 14-00864 | 11/17/2015 | Claimant(s): Natalija Josimovich
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Erinn Ford, Philip Pizelo, The Estate of Robert A. Cannon
Respondent Lawyers(s): Diane M. Meyers, Erinn J. Ford, Philip Anthony Pizelo
Arbitrator(s): Greta Glavis, Randy R. Maher, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | Expungement |
| 11-04783 | 09/05/2014 | Claimant(s): Charles Jia, Laura Zhou
Claimant Lawyers(s): Steven M. Green
Respondent(s): Anthony Sica, Gary Saccaro, Joseph Alagna, Michael Kaplan, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Kevin K. Forrester, Mitchell Lee Lathrop, Traci Lynn Sherrod
Hearing Site: San Diego, CA
| | Expungement |
| 12-01065 | 02/26/2013 | Claimant(s): Paul Kroell
Claimant Lawyers(s): Paul Gerrit Kroell
Respondent(s): Bill Gregg, Jamie Meronoff, Scottrade Inc., Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, Niels P. Murphy
Arbitrator(s): Harvey C. Flodin, David G Sear, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | Expungement |
