FINRA Awards for Mitchell Lee Lathrop

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
24-00878	09/24/2024	Claimant(s): Monica Villarreal Claimant Lawyers(s): Monica Daniela Villarreal Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): Katie Kimbrell Arbitrator(s): Mitchell Lee Lathrop, Jason E. Murtagh, Cynthia Helene Cwik Hearing Site: San Diego, CA
23-00986	09/27/2023	Claimant(s): Philip Bradshaw Claimant Lawyers(s): Katherine S. Bowles Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Daryl S. Landy Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA
23-01205	09/11/2023	Claimant(s): Patrick Cree Claimant Lawyers(s): Patrick H Cree Respondent(s): Capital Growth Resources Respondent Lawyers(s): Walter Miller Arbitrator(s): Kelly A. Barker, Mitchell Lee Lathrop, Loyd A Wright Hearing Site: San Diego, CA
20-02985	07/27/2021	Claimant(s): Bradley Cooperman Claimant Lawyers(s): Frances Menzer Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA
19-01360	11/22/2019	Claimant(s): Terrance Arges Claimant Lawyers(s): Kevin J. Mirch Respondent(s): LPL Financial LLC Respondent Lawyers(s): David S. Markun Arbitrator(s): Steven A. Fox, Mitchell Lee Lathrop, Dan Deuprey Hearing Site: San Diego, CA
18-03406	05/31/2019	Claimant(s): Michael Frager Claimant Lawyers(s): R. Craig Zafis Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael Leahy Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA