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FINRA Awards for Roy B. Gonas

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0108402/15/2022Claimant(s): Antonia Hieronymus, Daniel Hassett, David Freshwater, Joseph Reilly, Steven Rothstein, Vijay Ande
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Roy B. Gonas, Michael J. Quarequio, Joseph Benalt
Hearing Site: Boca Raton, FL
Checkmark Icon$512,731
18-0346002/01/2022Claimant(s): David Epstein, Ethan Epstein
Claimant Lawyers(s): Victor Bayata
Respondent(s): Signature Securities
Respondent Lawyers(s): Vincent P. Pozzuto
Arbitrator(s): Roy B. Gonas, Carl Henry Perdue, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award
15-0030408/19/2016Claimant(s): Jacob Zabara, Zabara Family 2012 Irrevocable Trust UAD
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Diane M. Perry, Roy B. Gonas, Edward R. Niederriter
Hearing Site: Boca Raton, FL
Checkmark Icon$218,600
15-0037811/09/2015Claimant(s): Laurel Ulrich
Claimant Lawyers(s): Jon L. Brunenkant
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Roy B. Gonas
Hearing Site: Boca Raton, FL
Checkmark Icon$23,707
13-0371303/06/2015Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12206
12-0018812/02/2013Claimant(s): Deborah Stubbs, Harold Thomas, Victoria Smith
Claimant Lawyers(s): Andrew V. Tramont, Lawrence A. Kellogg
Respondent(s): Jose Valenzuela, PFS Investments Inc.
Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens
Arbitrator(s): Roy B. Gonas, Lawrence S. Silver, Sidney J. Wartel
Hearing Site: Miami, FL
Checkmark Icon$585,908
12-0022504/01/2013Claimant(s): Victor Alvarez-Mauras
Claimant Lawyers(s): Paul Vilaro Nelms
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan Wolper
Arbitrator(s): Roy B. Gonas, Bernard A. Becker, Daniel P. Lund
Hearing Site: San Juan, PR
Checkmark Icon$0
10-0507808/28/2012Claimant(s): MorseLife Foundation.
Claimant Lawyers(s): Steven M. Katzman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank & Trust Company, FSB
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Roy B. Gonas, Jeanne Charles Wood, Sidney Turner
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0104307/16/2012Claimant(s): Estate of Jack A. Gambino
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Triad Advisors.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Guy K. Stewart, Roy B. Gonas, Gary R Librizzi
Hearing Site: Boca Raton, FL
Checkmark Icon$260,147
11-0381607/03/2012Claimant(s): Catherine Gibson
Claimant Lawyers(s): Gene Mitchell
Respondent(s): Kovack Securities Inc.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Roy B. Gonas, George H. Rausch, Marcy R. Greer
Hearing Site: Miami, FL
Checkmark Icon$50,250

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