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FINRA Awards for Gene Mitchell

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0381607/03/2012Claimant(s): Catherine Gibson
Claimant Lawyers(s): Gene Mitchell
Respondent(s): Kovack Securities Inc.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Roy B. Gonas, George H. Rausch, Marcy R. Greer
Hearing Site: Miami, FL
Checkmark Icon$50,250
08-0082104/29/2009Claimant(s): David Rademacher
Claimant Lawyers(s): Gene Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Brad Rounsaville
Arbitrator(s): Frederick S. Duncan, W. Patrick Baker, Elton W. Chartrand
Hearing Site: New Orleans, LA
Checkmark Icon$0

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