| 16-03169 | 07/23/2019 | Claimant(s): Jeffrey Feld
Claimant Lawyers(s): Bradley P. Rothman
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris
Hearing Site: Boca Raton, FL
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| 15-02448 | 04/20/2016 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Frederick Daniel Kelleher
Arbitrator(s): Roy B. Gonas
Hearing Site: Boca Raton, FL
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| 08-04333 | 10/20/2009 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): David P. Muth
Respondent(s): Bradford Marshall, Robert Gesdorf, Shelagh Stewart, Thomas Palmer
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Peter J. Lavezzoli, Roy B. Gonas, Herbert Branitsky
Hearing Site: Ft. Lauderdale, FL
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| 07-03102 | 09/24/2009 | Claimant(s): Alberto Roque, Felipe Pazos, Patrick Grattan
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): RBC Dain Rauscher., RBC Capital Markets LLC
Respondent Lawyers(s): Carolyn Guy, Donald S. Arbour
Arbitrator(s): Roy B. Gonas, Norman L. Weiss, Ted Romanos
Hearing Site: Miami, FL
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| 07-03330 | 12/12/2008 | Claimant(s): Jefferson Pilot Securities Corp.
Claimant Lawyers(s): William Zeena
Respondent(s): Michael Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Roy B. Gonas, Syma S. Kasdin, Berthold T. Berkwich
Hearing Site: Boca Raton, FL
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