| 16-00103 | 03/29/2018 | Claimant(s): John Duskey
Claimant Lawyers(s): Hilton Wiener
Respondent(s): John Murdy, Jonothon Lieberman
Respondent Lawyers(s): John W. Murdy, Jonothon Michael Lieberman
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
|  | $0 |
| 16-02822 | 03/23/2018 | Claimant(s): Bernard Black, Samuel Black, Supplemental Needs Trust for Joanne Blac, The Irrevocable Trust of Renata Black
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kenneth Berg
Arbitrator(s): Robert S. Sugarman, Pamela A. Kentra, Elizabeth C. Simon
Hearing Site: Chicago, IL
| | $0 |
| 17-02075 | 01/24/2018 | Claimant(s): Alan Hunt
Claimant Lawyers(s): Alan Carl Hunt
Respondent(s): Katherine White, U.S. Bancorp Investments.
Respondent Lawyers(s): Bruce Gisi, Katherine A. White
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | $0 |
| 17-01518 | 01/22/2018 | Claimant(s): Carol Baumgartner, Robert Baumgartner
Claimant Lawyers(s): Robert J. Baumgartner
Respondent(s): Kirk Ongman, UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 17-00738 | 01/19/2018 | Claimant(s): Joanne and Vito Zanni
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Todd Morgan
Respondent Lawyers(s): Robert Zimmerman
Arbitrator(s): Lee H. Goodman, Akili Lucilla Estrella, Michael John Gallagher
Hearing Site: Chicago, IL
| | $0 |
| 13-02536 | 12/18/2017 | Claimant(s): International MetalsTrading & Investment
Claimant Lawyers(s): Bill Perry
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Peter Ordower, Donald M. Thompson, Sal Presti
Hearing Site: Chicago, IL
| | $0 |
| 15-02941 | 12/08/2017 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Louis Kittlaus, William Bringham, Kingsbury Capital.
Respondent Lawyers(s): James F. Carlson, Louis Karl Kittlaus, Nicholas P. Iavarone
Arbitrator(s): Mark E. Larson, Epaminondas Eddie Manelis, Michael J. Rappa
Hearing Site: Chicago, IL
| | Expungement |
| 16-02697 | 11/30/2017 | Claimant(s): Naila Ahmed
Claimant Lawyers(s): John J Muldoon
Respondent(s): Morgan Stanley, Stephen Bowman
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard B. Silverman, Marilee Roberg, Gregory G. Gocek
Hearing Site: Chicago, IL
| | $37,170 |
| 16-03689 | 11/08/2017 | Claimant(s): David Wein, David Wein Trust dated 01/25/2006, Hollis Wein Trust
Claimant Lawyers(s): Alan R. Dolinko
Respondent(s): Morgan Stanley, Philipp Weisskopf
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
| | $0 |
| 17-00614 | 11/08/2017 | Claimant(s): Laurie Davis
Claimant Lawyers(s): Laurie B. Davis
Respondent(s): Albert Rosebush
Respondent Lawyers(s): Albert Lee Rosebush
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
| | $0 |
