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FINRA Awards for Jay Alan Kranis

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Displaying 11-20 out of 20 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0314804/09/2018Claimant(s): Scott Feldman, The Scott H & Janet J Feldman Rev. Trust
Claimant Lawyers(s): Michael S. Burg
Respondent(s): UBS Financial Services Inc., Michael Keane
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Jay Alan Kranis, Lorrie E Whitfield, Lorraine Marie Brennan
Hearing Site: New York, NY
Checkmark Icon$805,120
16-0006002/06/2018Claimant(s): Carl Osborne III IRA, Carl Osborne III SEP IRA, Susan Osborne SEP IRA
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): Bruce Meyers, Gregory S. Sparer
Arbitrator(s): Brian J. Burstin, Charles F. Titterton, Jay Alan Kranis
Hearing Site: New York, NY
Checkmark Icon$45,425
15-0102711/22/2017Claimant(s): Madeline Garramone
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Glenn King, Royal Alliance Associates.
Respondent Lawyers(s): Glenn R. King, Steven E. Mellen
Arbitrator(s): Robert E. Anderson, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$200,300
14-0340106/17/2016Claimant(s): Marek Tchorzewski
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Louis H. Miron, Sherrill Ruth Austin, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$27,927
14-0064612/24/2015Claimant(s): David Merdinger, LionsGate TIC 2, Six Forks Station 21, TIC RI Torrance 19
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Julian F. Santos, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark IconExpungement
14-0050505/12/2015Claimant(s): Susan Lubin
Claimant Lawyers(s): Susan Lubin
Respondent(s): William Coluccio, Middlebury Securities
Respondent Lawyers(s): Craig Sherman, Scott D. Stechman
Arbitrator(s): Edith M. Novack, Mae A. Brudner, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$0
13-0352601/14/2015Claimant(s): Frank Cerisano
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Gary J. Mennitt
Arbitrator(s): Michael Fischetti, Karimu F. Hill-Harvey, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$2,421,660
13-0226512/01/2014Claimant(s): Irmgard Geddes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Corwin Campbell
Arbitrator(s): Cynthia H. Plishtin, Sam Antar, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark IconDismissed by Rule 12206/12504
12-0219110/23/2014Claimant(s): Sarah Metzinger
Claimant Lawyers(s): Robert S. Moraff
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark IconExpungement
10-0173908/12/2011Claimant(s): Agnes Kane, James Kane
Claimant Lawyers(s): Raymond S. Carroll
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard S. Peskin, Dorothy E. Morris, Jay Alan Kranis
Hearing Site: New York, NY
Checkmark Icon$0

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