22-02819 | 09/27/2024 | Claimant(s): Daniela Schuvaks-Katz, Robert Alan Katz Claimant Lawyers(s): Kirk G. Smith Respondent(s): Andrea Steiner, Western International Securities. Respondent Lawyers(s): Andrea Steiner, Jeffrey K. Compton Arbitrator(s): Jeffry M. Bauer Hearing Site: Indianapolis, IN
| | $0 |
22-01894 | 01/16/2024 | Claimant(s): Western International Securities. Claimant Lawyers(s): Eric A. Michaels Respondent(s): Amar Toma Respondent Lawyers(s): Amar Toma Arbitrator(s): Tracy L. Allen, Carl E. Ver Beek, Richard Edward Rassel Hearing Site: Detroit, MI
| | $353,717 |
21-02861 | 03/24/2023 | Claimant(s): Arnold Shvarts, Oksana Shvarts Claimant Lawyers(s): Paul W. Thomas Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin Hearing Site: Los Angeles, CA
| | Expungement |
19-02898 | 12/23/2020 | Claimant(s): Minoo Daneshrad, Minoo Daneshrad IRA Claimant Lawyers(s): Gregory Simon Respondent(s): Western International Securities. Respondent Lawyers(s): Jeffrey Compton Arbitrator(s): Kirtley M. Thiesmeyer, Steven H. Gentry, Bruce Leslie Ishimatsu Hearing Site: Los Angeles, CA
| | Settlement |
14-00575 | 03/21/2017 | Claimant(s): Steven Santagati Claimant Lawyers(s): John Veach Respondent(s): Dawn Bennett, Bennett Group Financial Services, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Monica I. Salis, Seth L. Finkel, C. Richard Mancini Hearing Site: Miami, FL
| | $1,042,770 |
15-00343 | 08/19/2016 | Claimant(s): Richard D. Wieboldt & Linda D. Wieboldt Claimant Lawyers(s): Scott Greco Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Janet Stern Solomon, Arthur J. Salzberg, Judith B. Ittig Hearing Site: Washington, DC
| | Expungement |
15-00589 | 01/27/2016 | Claimant(s): Catherine Boland, Richard Graves Claimant Lawyers(s): Thomas C. Costello Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): James A. Hayes, Christopher M. McMurray Hearing Site: Baltimore, MD
| | Expungement |
13-00612 | 10/21/2014 | Claimant(s): Kerry Edwards Claimant Lawyers(s): Thomas C. Costello Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins, Jeffrey K. Compton Arbitrator(s): Caryl S. Bernstein, Peter H. Goldberg, Karla Jayne Letsche Hearing Site: Washington, DC
| | $100,250 |
13-00467 | 04/07/2014 | Claimant(s): John Crowley, Lamia Crowley Claimant Lawyers(s): W. Scott Greco Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Paul Davis Pearlstein, Geoffrey A. Drucker, Shelley Simons Korch Hearing Site: Washington, DC
| | $200,000 |
12-03894 | 01/30/2014 | Claimant(s): Carrie Devorah, Carrie Devorah IRA, Carrie Devorah Living Trust Claimant Lawyers(s): Michael P. Marsalese Respondent(s): Dawn Bennett, Bennett Group Financial Services LLC, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Edward M. Statland, Susan A. Mathews, T.S.L. Perlman Hearing Site: Washington, DC
| | $0 |