FINRA Awards for Western International Securities.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00796	01/09/2024	Claimant(s): Daniel Beech Claimant Lawyers(s): Tosh Grebenik Respondent(s): Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Ronald L. Cameron, Alexandra M. Linden, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
22-02235	07/07/2023	Claimant(s): Andrew Kuo, Bradley Kaiser Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Western International Securities. Respondent Lawyers(s): Donald Bizub Arbitrator(s): Mary M. O'Neil, Kirtley M. Thiesmeyer, Sidney Kinji Kanazawa Hearing Site: Los Angeles, CA
20-03052	08/03/2021	Claimant(s): Robin Taliaferro Claimant Lawyers(s): Chelsea Masters Respondent(s): Vanguard Capital, Western International Securities. Respondent Lawyers(s): Gregory Serras, Jeffrey K. Compton Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA
08-04981	10/07/2009	Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): Craig Watanabe, Donald Bizub, Jon Hogen, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Erik R. Siering, Mary M. O'Neil, David Nielsen Hearing Site: Los Angeles, CA