| 13-03713 | 03/06/2015 | Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
|  | Dismissed by Rule 12206 |
| 12-02541 | 10/08/2013 | Claimant(s): June Matalon
Claimant Lawyers(s): A. Roger Elston
Respondent(s): Claud Baruch, Morgan Stanley, Richard Wynes, Robert Feinman
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | $0 |
| 11-04052 | 09/09/2013 | Claimant(s): The John L. Mogensen Living Trust
Claimant Lawyers(s): Stephany McLaughlin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Colleen M. Fitzgerald
Arbitrator(s): Gary M. Landau, Jill Pilgrim, Kenneth Herbert Mitchell
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-00398 | 06/27/2013 | Claimant(s): Joan Dash, Joel Dash, Joel M. Dash and Joan S. Dash JTWROS, Joan S. Dash Revocable Living Trust, Joel M. Dash Revocable Living Trust
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Gary M. Landau, Dennis M. Ross, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02005 | 05/31/2013 | Claimant(s): Estelle Mellow
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Investacorp.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Gary M. Landau, Kimberly A. Gilmour, Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-00934 | 09/24/2012 | Claimant(s): Letzgo Co.
Claimant Lawyers(s): Scott Hirsch
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Gary M. Landau, John E. Sutton, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 07-03464 | 11/25/2008 | Claimant(s): Lisa Van Orman, Sandra Johnson, Casey Van Orman, The Agnes Fitzpatrick Trust, The Lisa Johnson Van Orman Trust, The Sandra F. Johnson Trust
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Jack Chublakian, Cantella & Co..
Respondent Lawyers(s): Jack Chublakian, Joshua N. Cook
Arbitrator(s): Allan M. Lerner, Gary M. Landau, Gary King
Hearing Site: Boca Raton, FL
| | $148,105 |
| 07-00796 | 07/17/2008 | Claimant(s): John Simon
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Gary M. Landau, Frances D. Sheehy, Jonathan H. Parker
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
