| 17-00321 | 10/20/2017 | Claimant(s): Melissa Dano
Claimant Lawyers(s): Melissa Dano
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): James P. Kinkade, James C. Hoover, John F. Allgood
Hearing Site: Atlanta, GA
|  | $0 |
| 16-03363 | 10/13/2017 | Claimant(s): Laney Stringer, The Estate of Rebecca Joyce Stringer
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Audie Rea, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Susan S. Bentley, Clare R. Goldfarb, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $90,000 |
| 15-01760 | 08/31/2017 | Claimant(s): Jose Sanchez-Ocasio
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Richard J. Kaplan, Kenneth Steven Canfield, Deborah Johns Tatum
Hearing Site: Atlanta, GA
| | Expungement |
| 17-00178 | 06/28/2017 | Claimant(s): Robert Crumrine
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $300 |
| 16-00850 | 06/22/2017 | Claimant(s): John Doster
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Michael Harper, Invest Financial Corporation
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | Expungement |
| 15-01777 | 06/05/2017 | Claimant(s): Ana Maria Estrella
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Mollie Wagner Neal, George Harrison Lemmond, Deborah Johns Tatum
Hearing Site: Atlanta, GA
| | Expungement |
| 16-00386 | 03/03/2017 | Claimant(s): TLG Lenox
Claimant Lawyers(s): Josh Belinfante
Respondent(s): Accord Services
Respondent Lawyers(s): Brian W. Burkhalter
Arbitrator(s): Chandler R. Bridges, Ken Tapman, Bruce W. Bennett
Hearing Site: Atlanta, GA
| | $0 |
| 15-03338 | 02/15/2017 | Claimant(s): Thurman Willis
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Daniel E. Gulden, Samuel Appel, Brock Bingham Gordon
Hearing Site: Atlanta, GA
| | $0 |
| 16-02575 | 01/30/2017 | Claimant(s): Jack Wray
Claimant Lawyers(s): Jack C. Wray
Respondent(s): E*Trade Clearing LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
| | $38 |
| 16-00670 | 12/27/2016 | Claimant(s): Jennifer O'Pry, Russell O'Pry
Claimant Lawyers(s): Jennifer O'Pry, Russell O'Pry
Respondent(s): Robert Omohundro, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott N. Sherman, Thomas Vays
Arbitrator(s): Linda M. Granata, Fredrick T.W. Reed, Cheryl Lynn Nikonovich-Kahn
Hearing Site: Atlanta, GA
| | Expungement |
