| 23-03248 | 07/09/2024 | Claimant(s): Charles Gottschalk, IRA
Claimant Lawyers(s): Lysa L. Postula-Stein
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
|  | Dismissed by Rule 12206 |
| 23-01712 | 05/28/2024 | Claimant(s): Corey Haber
Claimant Lawyers(s): Corey J. Haber
Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon
Hearing Site: Detroit, MI
| | Expungement |
| 23-03171 | 03/19/2024 | Claimant(s): Nussel Living Trust
Claimant Lawyers(s): Jay E. Nussel
Respondent(s): Edward Jones, Lori Cannon
Respondent Lawyers(s): C. Darcy Jalandoni
Arbitrator(s):
Hearing Site: Detroit, MI
| | $213 |
| 22-01894 | 01/16/2024 | Claimant(s): Western International Securities.
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Amar Toma
Respondent Lawyers(s): Amar Toma
Arbitrator(s): Tracy L. Allen, Carl E. Ver Beek, Richard Edward Rassel
Hearing Site: Detroit, MI
| | $353,717 |
| 22-02263 | 10/25/2023 | Claimant(s): Loretta Bynum
Claimant Lawyers(s): Courtney Werning
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Mark Gregory Brackon
Hearing Site: Detroit, MI
| | $125,000 |
| 22-00133 | 09/27/2023 | Claimant(s): Aaron Siegel, Aaron Siegel Rev. Trust DTD 02/19/2004
Claimant Lawyers(s): Aaron Siegel
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Robert J. Scafuri, Mark Leslie Small, Matt Bosco
Hearing Site: Detroit, MI
| | Dismissed by Rule 12212© |
| 22-02406 | 08/29/2023 | Claimant(s): Michael Madison
Claimant Lawyers(s): Michael Rashad Madison
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Patrick R. Sughroue, Michael J. Meeusen, Timothy Guerriero
Hearing Site: Detroit, MI
| | Dismissed by Rule 12504 |
| 21-02610 | 05/30/2023 | Claimant(s): Luigj Perkaj
Claimant Lawyers(s): Tom De Bow
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Martin Brosnan, Richard Edward Rassel, Mark Gregory Brackon
Hearing Site: Detroit, MI
| | Dismissed with Rule 12206 |
| 21-01769 | 02/10/2023 | Claimant(s): Jesse Vos
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Gary M. Saretsky
Arbitrator(s): Barry Goldman, Betty Rankin Widgeon, Mark Gregory Brackon
Hearing Site: Detroit, MI
| | Expungement |
| 20-03378 | 02/09/2023 | Claimant(s): Gregory Smith, Sarah Smith
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Oppenheimer & Co.., Thomas Kruse
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert J. Scafuri, Mark Gregory Brackon, Kader M Alcodray
Hearing Site: Detroit, MI
| | $70,000 |
