21-00424 | 11/27/2024 | Claimant(s): Michael Wegener Claimant Lawyers(s): Brian J. Masternak Respondent(s): Roger Cooley Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Patrick R. Sughroue, Anthony Allen Mogle, Michele Renee Zinn Hearing Site: Detroit, MI
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24-01237 | 11/06/2024 | Claimant(s): Daniel Ray Claimant Lawyers(s): Daniel Patrick Ray Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kristine R. Thomson Arbitrator(s): David I. Levine, Philip Aaron Tymon, Laura A. Kaster Hearing Site: Detroit, MI
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24-00073 | 10/23/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Thomas Braley Respondent Lawyers(s): Thomas Alan Braley Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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23-02851 | 09/30/2024 | Claimant(s): Ryan Malloch Claimant Lawyers(s): Peter Lindholm Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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23-01451 | 08/13/2024 | Claimant(s): Cody Taymore Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert J. Scafuri, Stephen D. Arkwright, Lynn Hirschfeld Brahin Hearing Site: Detroit, MI
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23-02614 | 07/19/2024 | Claimant(s): Spencer Warn Claimant Lawyers(s): Colin D. Gerish Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI
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23-02955 | 06/25/2024 | Claimant(s): Kaled Khaznehkatbi Claimant Lawyers(s): Eric A. Michaels Respondent(s): OSAIC Wealth Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI
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22-00430 | 05/13/2024 | Claimant(s): Mark Carter Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Dennis Poulos, Eric Deems, Gerard Rocchi, Mark Madgett, NYLife Securities LLC, Vincent Spaniolo Respondent Lawyers(s): Jeffrey A. Sturgeon Arbitrator(s): Robert L. Altizer, Sandra Franklin, Mark Leslie Small Hearing Site: Detroit, MI
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23-01262 | 05/07/2024 | Claimant(s): Robert Bradley Claimant Lawyers(s): Daniel W. Rucker Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Michael John Falvo Hearing Site: Detroit, MI
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21-01511 | 03/08/2024 | Claimant(s): Concorde Investment Services Claimant Lawyers(s): James S. Rollins Respondent(s): Lori Kamen, Aurora Securities Respondent Lawyers(s): Paul Machesky Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny Hearing Site: Detroit, MI
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