| 17-00129 | 05/18/2018 | Claimant(s): Wood Breazeale
Claimant Lawyers(s): James F. Willeford
Respondent(s): Regan Leopold, Lincoln Financial Distributors.
Respondent Lawyers(s): Nancy Scott Degan
Arbitrator(s): Jeff Abrams, Lynne R. Stern, Brian P. Jakes
Hearing Site: New Orleans, LA
|  | Expungement |
| 16-01159 | 05/04/2018 | Claimant(s): Todd Benson, Regency Machine Inc.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Elvis Rodriguez, Joseph Damsker
Respondent Lawyers(s): Elvis Amable Rodriguez, Joseph Damsker
Arbitrator(s): Louis J. Weber, Jeff Abrams, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $0 |
| 14-02693 | 04/23/2018 | Claimant(s): Mark Pogue
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): William E. Hartsfield, Jeff Abrams, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | Expungement |
| 16-02031 | 04/02/2018 | Claimant(s): Loyd Guinn, Sandra Guinn
Claimant Lawyers(s): Steven G. Durio
Respondent(s): LPL Financial LLC, Steven Darden, William Financial Advisors
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Jeff Abrams, Ashley Lucile Belleau, Mark A. Myers
Hearing Site: New Orleans, LA
| | Expungement |
| 13-02652 | 03/20/2014 | Claimant(s): Coaching for Emotional Intelligence PLLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
| | $425 |
| 12-02772 | 10/10/2013 | Claimant(s): Ann Bailey
Claimant Lawyers(s): Shauna Wright
Respondent(s): Robert Williams, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Catherine M. Norman
Hearing Site: Dallas, TX
| | $263,950 |
| 12-00713 | 02/26/2013 | Claimant(s): Charles McCally, Judy McCally, Charles R. McCally Sr, IRA
Claimant Lawyers(s): Charles R McCally, Judy L McCally
Respondent(s): Optionshouse
Respondent Lawyers(s): Lesley G. Smith
Arbitrator(s): Arthur H. Geffen, Jeff Abrams, Jeffrey Richard Chiappetta
Hearing Site: Dallas, TX
| | $0 |
| 08-02695 | 04/20/2010 | Claimant(s): Gaedeke Holdings II, Ltd., Gaedeke Holdings III, Gaedeke Holdings
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Stifel, Nicolaus & Co.., Century Securities Associates.
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): Jeff Abrams, Bill H. Brister, Rosemary Rachael
Hearing Site: Dallas, TX
| | $0 |
| 08-03386 | 10/26/2009 | Claimant(s): Gene McCutchin
Claimant Lawyers(s): Robert L. Wright
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Jeff Abrams, Nicole T. LeBoeuf, Robert E. Behrendt
Hearing Site: Dallas, TX
| | $250 |
| 09-01567 | 10/01/2009 | Claimant(s): Balasubramanian Ganesh, Bhuvaneswan Basubramanian
Claimant Lawyers(s): Balasubramanian Ganesh
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Nikole Crosby
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
| | $2,287 |
