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FINRA Awards for Jeff Abrams

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0198812/09/2020Claimant(s): Brian Smoot
Claimant Lawyers(s): Brian Luther
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
18-0357004/22/2019Claimant(s): Rhyan Young
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
18-0083611/28/2018Claimant(s): Robert Black
Claimant Lawyers(s): Steven J. Berry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
18-0076909/28/2018Claimant(s): Bradley Thomas, Paul Valtierra
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
17-0285403/29/2018Claimant(s): Kent Snodgrass
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
17-0137811/14/2017Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert Christie
Respondent(s): Matthew Bailey
Respondent Lawyers(s): Matthew Wayne Bailey
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
15-0301501/30/2017Claimant(s): Edward Butowsky
Claimant Lawyers(s): Shauna Izadi
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Jeff Abrams, C. Sumpter Logan, Larry N. Quinn
Hearing Site: Dallas, TX
16-0166201/27/2017Claimant(s): Matthew Lowe
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Jeff Abrams, Linda B. Kelly, Edward S. Koppman
Hearing Site: Dallas, TX
16-0161110/12/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Jared Kennedy
Respondent Lawyers(s): Jared Daniel Kennedy
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
15-0098208/11/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Andrew M. DeLucia
Respondent(s): Billy Allen
Respondent Lawyers(s): Billy Wayne Allen
Arbitrator(s): Jeff Abrams
Hearing Site: Little Rock, AR

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