| 10-04424 | 10/07/2011 | Claimant(s): Michael Colombino
Claimant Lawyers(s): William C. Rand
Respondent(s): Ashraf Elghandour, Morgan Stanley
Respondent Lawyers(s): Susan MacFarlane
Arbitrator(s): John A. Scudiero, Joan M. Traub, Roland E. Wyatt
Hearing Site: New York, NY
|  | Expungement |
| 10-00119 | 09/20/2011 | Claimant(s): Delana Blake
Claimant Lawyers(s): J. Gusty Yearout
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ryan Hamm
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Donald Milo Helton, Laree Payne Kennedy, Debra Black Leo
Hearing Site: Birmingham, AL
| | $190,000 |
| 10-00278 | 09/14/2011 | Claimant(s): Mary Wynns, Richard Wynns
Claimant Lawyers(s): Philip Matthews
Respondent(s): Citigroup Global Markets., John Gellasch, Morgan Stanley
Respondent Lawyers(s): Thomas R. Cox
Arbitrator(s): Patrick R. Sughroue, Bruce F. Coleman, Terrance J. Dorcy
Hearing Site: Detroit, MI
| | $172,445 |
| 10-04646 | 09/12/2011 | Claimant(s): Ruth Kosco
Claimant Lawyers(s): Jon A. Titus
Respondent(s): John Hebert, Morgan Stanley
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Jerry H. Friedland, Robert S. Mautner, Jeffrey Charles Evanello
Hearing Site: Phoenix, AZ
| | $23,188 |
| 10-02604 | 09/09/2011 | Claimant(s): David N. Russell 2000 Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
| | $37,731 |
| 10-00749 | 08/04/2011 | Claimant(s): Aaron Berkowitz
Claimant Lawyers(s): Adam Green
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | Expungement |
| 09-06230 | 07/27/2011 | Claimant(s): JCE/CBI, Ltd.
Claimant Lawyers(s): Thane Tyler Sponsel
Respondent(s): Morgan Stanley, Toni Melinder
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Thomas A. Cipolla, Sherry R. Wetsch, Thomas C. Gallo
Hearing Site: Houston, TX
| | Stipulated Award and Expungement |
| 10-00728 | 07/21/2011 | Claimant(s): Raymond Masiliunas
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
| 10-02024 | 07/19/2011 | Claimant(s): Jakob Muller, Mary Byrnes, Muri Trust
Claimant Lawyers(s): Ronald E. Miller
Respondent(s): Andrew Siegel, Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): George W. Harding, Ralph H. Martin, Robert S. Baran
Hearing Site: Phoenix, AZ
| | $0 |
| 10-03480 | 07/15/2011 | Claimant(s): Nick Shahrestany, Milan Investments
Claimant Lawyers(s): Kevin Gerry
Respondent(s): Brian Murphy, Morgan Stanley
Respondent Lawyers(s): Jonathan D. Robbins
Arbitrator(s): Robert A. Lombardi, Kirtley M. Thiesmeyer, David Nielsen
Hearing Site: Los Angeles, CA
| | $0 |
