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FINRA Awards for Morgan Stanley

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Displaying 91-100 out of 577 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0043809/29/2021Claimant(s): Marwan Karnabi
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
Checkmark Icon$0
20-0139109/24/2021Claimant(s): Andrew McLean, Susan McLean
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Dora M. Lassinger, Howard S. Quinn, Marion F. Posner
Hearing Site: New York, NY
Checkmark IconExpungement
18-0369609/20/2021Claimant(s): Jay Fagan, Sandra Fagan
Claimant Lawyers(s): Richard D. De Vita
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Howard J. Stiefel, Francis Carling, Richard Lee Mansdoerfer
Hearing Site: New York, NY
Checkmark IconExpungement
19-0358809/17/2021Claimant(s): Adolph Garcia, Elsie Garcia, Garcia Family Trust
Claimant Lawyers(s): J. Ryan Gustafson
Respondent(s): Morgan Stanley, George Strnad
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Joyce L. Hurley, Kirtley M. Thiesmeyer, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
19-0366209/17/2021Claimant(s): Janelle Salon, Salon Family Trust
Claimant Lawyers(s): Gus W. Flangas
Respondent(s): Morgan Stanley, Perry Basch
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Elliott Finkel, Andrew M. Mintzer, Robert B. Hansohn
Hearing Site: Las Vegas, NV
Checkmark Icon$0
20-0348709/13/2021Claimant(s): Judy Block, Frances Norman Block Trust
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley, Robert Ruffo
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Paul C. Kurland, Laura Carraher, Rory M. McLaughlin
Hearing Site: New York, NY
Checkmark IconExpungement
20-0220908/31/2021Claimant(s): Nirmada Kaufman, Nirmada Lauren Ann Kaufman Rev. Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley, Peter Waterloo
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Clifford A. Threlkeld, Robert James Favole, Norman D Menegat
Hearing Site: San Francisco, CA
Checkmark IconExpungement
20-0066808/27/2021Claimant(s): Estate of Gary Lynnes
Claimant Lawyers(s): Ty Lynnes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kerry C. Koep
Hearing Site: Bismarck, ND
Checkmark IconExpungement
19-0193507/06/2021Claimant(s): Noemi Escobar & Jose Betances TTEE
Claimant Lawyers(s): Bruce H. Nagel
Respondent(s): Morgan Stanley, Wade Martin, Comerica Bank
Respondent Lawyers(s): Francis P. Maneri, Joseph A. Sack, Sean J. Coughlin
Arbitrator(s): Catherine Stewart, Jay Alan Kranis, Avram B Segall
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
19-0269106/03/2021Claimant(s): Jadina Lilien
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Morgan Stanley, Nancy Glassman
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
Checkmark IconExpungement

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