| 18-04248 | 06/12/2019 | Claimant(s): Yatin Sampat
Claimant Lawyers(s): Yatin Sampat
Respondent(s): Barclays Capital Inc., optionsXpress.
Respondent Lawyers(s): David G. Russell, Joseph L. Siders
Arbitrator(s): Susan C. Lushing, Marguerite B. Filson, Keely D. Parr
Hearing Site: New York, NY
|  | Dismissed by Rule 12206/12504 |
| 17-01510 | 06/06/2018 | Claimant(s): Wendy Marcus
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Richard Feldman, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Paul J. Camilleri, Richard W. Cutler, James M. Rhodes
Hearing Site: New York, NY
| | $0 |
| 15-00981 | 02/25/2016 | Claimant(s): Lawrence Genovesi
Claimant Lawyers(s): Michael R. Perry
Respondent(s): Carol Ball
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Gerard S. Marsan, Michael P. Anciello, Joseph Samuel Berman
Hearing Site: Boston, MA
| | $0 |
| 14-01261 | 05/26/2015 | Claimant(s): Damon O'Rear, Judy O'Rear, Richard O'Rear, Robert O'Rear, O'Rear Grantor Retained Trust
Claimant Lawyers(s): Edwin J. Schklar, Maggie M. Heim
Respondent(s): Christopher Scarborough, Citigroup Global Markets., Herschell Scarborough, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed, David G. Russell
Arbitrator(s): Lita S Menkin, Ronelle W. Genser, Rudolph Andrew Bata
Hearing Site: Atlanta, GA
| | $0 |
| 11-01562 | 04/21/2014 | Claimant(s): Barbara Lebovitz
Claimant Lawyers(s): Scott J. Link
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Randy R. Freedman, William W. Bride, Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-01014 | 06/14/2013 | Claimant(s): Albert Haynesworth
Claimant Lawyers(s): Philip N. Elbert
Respondent(s): Citigroup Global Markets., John Verble
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Jeffrey M. Bain, Darrell A. Hillis, D. Bruce Shine
Hearing Site: Nashville, TN
| | $390,000 |
| 11-04068 | 11/29/2012 | Claimant(s): Edward Laborio
Claimant Lawyers(s): Edward Laborio
Respondent(s): Robert Myers, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Laila Asmar Folk, Elena G. Rodriguez, Adrienne Elizabeth Rowles
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 09-07024 | 05/30/2012 | Claimant(s): Eric Snyder, Barbara G. Snyder and Eric P. Snyder
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Michael J. Ahlstrom, Clare R. Goldfarb, Jeannie B. Wright
Hearing Site: Atlanta, GA
| | Expungement |
| 10-01143 | 09/26/2011 | Claimant(s): Gerald L. Smolensky
Claimant Lawyers(s): Eliot Goldstein
Respondent(s): Neuberger Berman
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Robert J. Morris, Gary L. Hodge, Elwin Lawrence Saviet
Hearing Site: Tampa, FL
| | $109,000 |
| 10-04673 | 09/23/2011 | Claimant(s): Bruce D. Angiolillo and Carol Angiolillo
Claimant Lawyers(s): Mitchell Berns
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Susan Mills Richmond, Zuhayr A. Moghrabi, Erica Bunin
Hearing Site: New York, NY
| | $1,125,140 |
