23-00586 | 11/12/2024 | Claimant(s): Arline Miller, Arline Miller IRA Claimant Lawyers(s): Arline Miller Respondent(s): Jason Vanclef Respondent Lawyers(s): Jason Vanclef Arbitrator(s): Neil S. Jasper, Olivia J. Valentine, Barry D. Kaye Hearing Site: Los Angeles, CA
| | Expungement |
22-02387 | 10/16/2023 | Claimant(s): William Bejarano Claimant Lawyers(s): Philip L. Vujanov Respondent(s): Gregory Ramirez Respondent Lawyers(s): Craig Bockman Arbitrator(s): Neil S. Jasper, Milan Slama, Leonard Gross Hearing Site: Los Angeles, CA
| | $10,000 |
17-01950 | 05/14/2019 | Claimant(s): Beverly Symms, William and Beverly Symms Living Trust Claimant Lawyers(s): J. Owen Murrin Respondent(s): Gregory Hill, Royal Alliance Associates., Ronald Knight Respondent Lawyers(s): Amir Tadjedin, Ronald Arthur Knight Arbitrator(s): Neil S. Jasper, Joseph C. Watson, Lisa Suzette Hart Hearing Site: Los Angeles, CA
| | Expungement |
16-02369 | 03/05/2018 | Claimant(s): Ann Ellingson, Ann B. Ellingson IRA Accounts, Ellingson Family Partners Business Trust Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Neil S. Jasper, Michael M. Hachigian, Mark Thomas Risner Hearing Site: Los Angeles, CA
| | Expungement |
17-00430 | 03/05/2018 | Claimant(s): Alan Fields Claimant Lawyers(s): Jon E. Drucker Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward Walton Arbitrator(s): John E. Ohashi, Neil S. Jasper, Michael John Florio Hearing Site: Los Angeles, CA
| | $0 |
16-00460 | 06/05/2017 | Claimant(s): Ronnie Harper, Ronnie Benny Harper Revocable Living Tru Claimant Lawyers(s): Jeffrey A. Feldman Respondent(s): Royal Alliance Associates., Regal Advisory Services. Respondent Lawyers(s): Frederick A. Rafeedie Arbitrator(s): Neil S. Jasper, Edward A. Trabin, W. Alex King Hearing Site: Los Angeles, CA
| | Expungement |
15-03006 | 04/25/2017 | Claimant(s): Baynes Family Trust, Jack A. and Sarah Cohen Family Trust Claimant Lawyers(s): Joshua A. Waldman Respondent(s): Daniel Levin, Oppenheimer & Co.. Respondent Lawyers(s): Ellen Sheridan-Cona Arbitrator(s): Neil S. Jasper, Michael Joseph Desmond, DeMarlo Matine Sims Hearing Site: Los Angeles, CA
| | Expungement |
14-02279 | 05/04/2016 | Claimant(s): Gary Croan Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Fordham Financial Management. Respondent Lawyers(s): Phyllis Henderson Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA
| | $8,847 |
13-03016 | 02/26/2015 | Claimant(s): Claimant Lawyers(s): Respondent(s): Fred Hamsayeh, Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Cory D. Olson, Fred Hamsayeh Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA
| | $0 |
13-02663 | 12/12/2014 | Claimant(s): Benjamin H Kwon, Castle Eurasia Corp Claimant Lawyers(s): Benjamin H Kwon Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli Hearing Site: Los Angeles, CA
| | $0 |