Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01584 | 05/09/2024 | Claimant(s): Ping Shuang Wu Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 22-01244 | 03/09/2023 | Claimant(s): Kelley Slaught Claimant Lawyers(s): Audette Paul Morales Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael West Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 22-00415 | 09/13/2022 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Neil S. Jasper, Sean Anthony Richardson Hearing Site: Los Angeles, CA | ||
| 21-02677 | 04/27/2022 | Claimant(s): Rusty Hood Claimant Lawyers(s): Stephan Louviere Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 19-01115 | 10/22/2019 | Claimant(s): Jennifer Turner Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 19-00164 | 09/10/2019 | Claimant(s): Timothy Werdel Claimant Lawyers(s): Matthew Wolper Respondent(s): Cuso Financial Services, L.P. Respondent Lawyers(s): Maria J. Seedner Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 18-00325 | 07/31/2019 | Claimant(s): Daryl Cole Claimant Lawyers(s): Michael Bessette Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 18-01006 | 09/14/2018 | Claimant(s): Diana Navarre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 13-03650 | 03/31/2015 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Kelli Hartsook Respondent(s): Tiffany Peacock-Asakawa Respondent Lawyers(s): Tiffany Danielle Peacock-Asakawa Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 14-03079 | 03/16/2015 | Claimant(s): Teresa Vautier, William Desser Claimant Lawyers(s): Paul J. Schumacher Respondent(s): Donna Toral Respondent Lawyers(s): Donna Toral Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | Expungement |