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FINRA Awards for Alan Fields

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0043003/05/2018Claimant(s): Alan Fields
Claimant Lawyers(s): Jon E. Drucker
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): John E. Ohashi, Neil S. Jasper, Michael John Florio
Hearing Site: Los Angeles, CA
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