| 13-03012 | 04/07/2015 | Claimant(s): Hilary Musser, Cooper Management Co.
Claimant Lawyers(s): Steven M. Coren
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Barclays Capital Inc.
Respondent Lawyers(s): Coren H. Stern, Julie W. Portera
Arbitrator(s): Will Murphy, Harold S. Stern, Joseph Michael Librie
Hearing Site: Boca Raton, FL
|  | Expungement |
| 11-03507 | 12/21/2012 | Claimant(s): Joan R. Stiles Trust u/a dtd 2/28/1991, William H. Stiles Trust u/a dtd 2/28/91
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Richard S. Zaifert, Bruce K. Isenberg, Harold S. Stern
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02536 | 11/20/2012 | Claimant(s): Martha Rudnick
Claimant Lawyers(s): Gary Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Saly Glassman
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): John E. Sutton, Harold S. Stern, Peter A. Portley
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-01948 | 10/16/2012 | Claimant(s): Michele Billings, Robert Billings
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): David P. Slater, Harold S. Stern, Fred Abramoff
Hearing Site: Ft. Lauderdale, FL
| | $1,336,460 |
| 11-01674 | 07/30/2012 | Claimant(s): Sidney Steinberg
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Harold S. Stern, Steven E. Eisenberg, Mark J. McCarthy
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05719 | 06/27/2012 | Claimant(s): Paul Cohnen A/R Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Douglas McPherson, J.P. Morgan Securities, Michael Kilkeary
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Frances D. Sheehy, Harvey Alan Blicksilver, Harold S. Stern
Hearing Site: Boca Raton, FL
| | $0 |
| 09-03972 | 04/20/2012 | Claimant(s): Peter Graham Lee & Jennifer Patricia Lee
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Berthold T. Berkwich, Harold S. Stern, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
| | $0 |
| 10-02021 | 08/08/2011 | Claimant(s): William Neidner, Margaret L. Neidner Trust DTD 6/25/84
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Harold S. Stern, Nikola Bjelajac, Marvin John Cashion
Hearing Site: Boca Raton, FL
| | Stipulated Award |
| 08-04804 | 11/08/2010 | Claimant(s): Liat Toledano, Yizhak Toledano, Yizhak Toledano Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Seth L. Finkel, Thomas Czinner, Barry David Thorpe, Nanci Sondra Landy, Lee Alan Rosenblum, Harold S. Stern
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-02500 | 11/13/2009 | Claimant(s): Elizabeth Dankman
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Alex Sabo, H. Thomas Fehn, Michael G. Shannon, Tracy L. Gerber
Arbitrator(s): Alexander I. Heckman, Peter A. Cartwright, Harold S. Stern
Hearing Site: Boca Raton, FL
| | Expungement |
