Potomac Analytics' Logo

FINRA Awards for Harold S. Stern

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0051410/29/2014Claimant(s): H. Peter Petrosky
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Marie G. Peterson, Harold S. Stern, Jay Stewart Zeif
Hearing Site: Boca Raton, FL
12-0312405/16/2013Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Ben Pivnick, Ben Pivnick as trustee Revocable Living
Respondent Lawyers(s): Ben Pivnick
Arbitrator(s): Mary H. Cory, Marie G. Peterson, Harold S. Stern
Hearing Site: Boca Raton, FL
Expungement
09-0725612/01/2010Claimant(s): Phillip Semenick
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch
Arbitrator(s): Joseph J. Slotnik, Stanley Seidman, Harold S. Stern
Hearing Site: Boca Raton, FL

3 Results

Display: