| 11-04210 | 07/25/2013 | Claimant(s): The Estate of Eugene R. Smith III
Claimant Lawyers(s): Robert Lott
Respondent(s): Darryl Bryant, David Miller, Fortune Financial Services., Triad Advisors.
Respondent Lawyers(s): Daniel I. MacIntyre, Peter B. King, Vincent M. Roskovensky
Arbitrator(s): Carole M. Crosby, Ronald A. Isackson, James Douglas Amrhein
Hearing Site: Tampa, FL
|  | Expungement |
| 12-00141 | 07/25/2013 | Claimant(s): Michel Rosen, Naomi Rosen
Claimant Lawyers(s): Susan R. Healy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse
Hearing Site: Tampa, FL
| | Expungement |
| 10-05797 | 07/24/2013 | Claimant(s): Nancy Braun, Stanley Braun, The Braun Family LLC, The Trevor M. Braun Irrevocable Trust
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Thomas J. Patka, Elizabeth A. Townes, John Hughes Verchot
Hearing Site: Tampa, FL
| | Expungement |
| 11-03613 | 07/23/2013 | Claimant(s): Asset Protection Plans.
Claimant Lawyers(s): S. David Anton
Respondent(s): Oppenheimer & Co.., Joseph Vaccaro
Respondent Lawyers(s): Peter Byer, Ruthann Granito Niosi
Arbitrator(s): Richard R. Logsdon, Darlene M. Andert, Steele Thomas Williams
Hearing Site: Tampa, FL
| | $0 |
| 12-00841 | 07/03/2013 | Claimant(s): Julius Padgett
Claimant Lawyers(s): Julius Ronald Padgett
Respondent(s): Ameriprise Financial Services., Timothy Gillis
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Randall T. Stack, Gregory D. Hoffmann, Jack A. Helms
Hearing Site: Tampa, FL
| | $0 |
| 11-02777 | 06/28/2013 | Claimant(s): Anthony Miller, Arnold Ahonen, Barbara Jones, Barbara Smith, Beverly Griffits, Beverly Sisk, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Cheryl Best, Christina Jaqua, David Anderson, David Bradshaw, David Kurtz, Dee Cook, Denise Marolda, Donald Cochran, Donald Thomas, Donna Devereux-Sherratt, et al
Claimant Lawyers(s): Allen Kent, Anthony H. Miller, Arnold J. Ahonen, Ashley Hall, Babe Warren, Barbara J. Smith, Barbara Jones, Beverly Griffitts, Beverly Sisk, Brent Driskell, Brooke Walker, Carol Griffin, Carole Kurtz, Carolyn Smith, Charles G. Wood, Cheryl Best, Christina Jaqua, David H. Zuber, David Anderson, David Bradshaw, et al
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Paul E. Flora, Elwin Lawrence Saviet, Robert Kevin O'Mara
Hearing Site: Tampa, FL
| | Expungement |
| 11-02139 | 06/28/2013 | Claimant(s): Cynthia Scott
Claimant Lawyers(s): Cynthia Scott
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): John R. Pepe, Alfred Brunette, John B. Roe
Hearing Site: Tampa, FL
| | $0 |
| 11-03293 | 06/27/2013 | Claimant(s): The Estate of Marie J. Sliwa, Henry J. Sliwa and Marie J. Sliwa Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Kenneth R. Starr, A.J. Seier, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | Expungement |
| 12-01089 | 06/06/2013 | Claimant(s): Barbara Galowitz, Gerald Galowitz
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Langfred W. White, Carole M. Crosby, Mimi B. Osiason
Hearing Site: Tampa, FL
| | $0 |
| 11-04258 | 06/03/2013 | Claimant(s): Gulf Blue Investments
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Alyn Towne, David Gregg, Robert Eanell, Sterling Enterprises Group.
Respondent Lawyers(s): Jack Kiefner, Robert Eanell
Arbitrator(s): Roger W. Van Deusen, Neal J. Tourdo, Frank Brenner
Hearing Site: Tampa, FL
| | $1,615,160 |
