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FINRA Awards for Henry J. Sliwa and Marie J. Sliwa Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0329306/27/2013Claimant(s): The Estate of Marie J. Sliwa, Henry J. Sliwa and Marie J. Sliwa Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Kenneth R. Starr, A.J. Seier, Marilyn K. Dirks
Hearing Site: Tampa, FL
Checkmark IconExpungement

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