10-00061 | 08/27/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Christopher C. Young Respondent(s): James Tatlow Respondent Lawyers(s): William J. Galbally Arbitrator(s): Kathleen K. Murphy Hearing Site: Philadelphia, PA
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06-04643 | 08/26/2010 | Claimant(s): Edward Rubin, John Borer, Michael Vasinkevich, Wesley Clark, Rodman & Renshaw. Claimant Lawyers(s): Natalie Shkolnik Respondent(s): Matthew Murray Respondent Lawyers(s): David J. Katz Arbitrator(s): Romaine L. Gardner, Andrew E. Reegen, Aaron Friedman Hearing Site: New York, NY
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09-06942 | 08/26/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Tim Dowden Respondent Lawyers(s): J. Mitchell Little Arbitrator(s): Maryanne M. Esser Hearing Site: Dallas, TX
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10-00885 | 08/26/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Michael S. Colombo Respondent(s): Gary Feldman Respondent Lawyers(s): Neal M. Goldstein Arbitrator(s): James John Jurinski Hearing Site: Portland, OR
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09-05358 | 08/25/2010 | Claimant(s): Mark Kaufman Claimant Lawyers(s): Alan J. Foxman Respondent(s): Vfinance Investments Respondent Lawyers(s): James K. Barbee Arbitrator(s): Joseph L. Bernstein, Randi Perry Spallina, Connie J. Becker Hearing Site: Boca Raton, FL
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09-03237 | 08/24/2010 | Claimant(s): Hilary Shane Claimant Lawyers(s): Richard M. Asche Respondent(s): First New York Securities L.L.C. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Jacob Aschkenasy, James S. Hazard, Randolph Guggenheimer Hearing Site: New York, NY
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09-06520 | 08/24/2010 | Claimant(s): Wells Fargo Investments, Llc Claimant Lawyers(s): Paul T. Cahill Respondent(s): Donald Duarte Respondent Lawyers(s): Donald A. Duarte Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA
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09-07050 | 08/24/2010 | Claimant(s): Yvonne Bass Claimant Lawyers(s): Yvonne Harris Bass Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming Wolfe Arbitrator(s): Michael E. Curan Hearing Site: New York, NY
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10-01090 | 08/24/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Robert Hassell Respondent Lawyers(s): Robert D. Hassell Arbitrator(s): Donald W. Cohen Hearing Site: Indianapolis, IN
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09-01560 | 08/20/2010 | Claimant(s): Peter Chiang Claimant Lawyers(s): Neda Ataie Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jennifer Lynn Nutter Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA
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