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FINRA Awards for J. Mitchell Little

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0356809/13/2022Claimant(s): Estate of James W. Eggers
Claimant Lawyers(s): J. Mitchell Little
Respondent(s): T. Rowe Price Investment Services.
Respondent Lawyers(s): Daniel J Donovan
Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Robert Glenn Chadwick
Hearing Site: Dallas, TX
Checkmark Icon$0
11-0251901/04/2013Claimant(s): Bonny Wammack
Claimant Lawyers(s): J. Mitchell Little
Respondent(s): Evan Esselman, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): William L. Cravens, C. Sumpter Logan, Edward J. Lynch
Hearing Site: Dallas, TX
Checkmark IconExpungement
09-0694208/26/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Tim Dowden
Respondent Lawyers(s): J. Mitchell Little
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX

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