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FINRA Awards for Tim Dowden

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0694208/26/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Tim Dowden
Respondent Lawyers(s): J. Mitchell Little
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX

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