09-05324 | 09/03/2010 | Claimant(s): Javier Corujo-Ramsey Claimant Lawyers(s): Marie Elsie Lopez Adames Respondent(s): Lincoln Financial Securities Corp Respondent Lawyers(s): Frank La Fontaine Arbitrator(s): Jonathan H. Parker, Reinaldo Royo, Stuart K. Furman Hearing Site: San Juan, PR
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04-04876 | 09/02/2010 | Claimant(s): Ronald Roganti Claimant Lawyers(s): Pearl Zuchlewski Respondent(s): Metropolitan Life Insurance Company Respondent Lawyers(s): Steven Yarusinsky Arbitrator(s): Catherine Ladnier, George W. Fehling, Daniel Robbins Hearing Site: New York, NY
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09-03366 | 09/02/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin A. Goldberg Respondent(s): Angela Roark Respondent Lawyers(s): Angela M. Roark Arbitrator(s): Bertrand C. Moser, Arno C. Schwethelm, Marjorie C. Johnson Hearing Site: Houston, TX
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09-03923 | 09/02/2010 | Claimant(s): Charles Severs Claimant Lawyers(s): Jonathan Harris Respondent(s): CRT Capital Group LLC Respondent Lawyers(s): Nancy E. Delaney Arbitrator(s): Joseph A. Gottlieb, Anthony Michael Sabino, Martin L. Feinberg Hearing Site: New York, NY
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10-01457 | 09/02/2010 | Claimant(s): Jeffrey Donner Claimant Lawyers(s): Darin A. DiBello Respondent(s): Sterling Financial Investment Group Respondent Lawyers(s): Charles P. Garcia Arbitrator(s): Edward Aptaker Hearing Site: Boca Raton, FL
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09-02592 | 09/01/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mc Avoy Respondent(s): Brent Bishop Respondent Lawyers(s): Brent R. Bishop Arbitrator(s): Carleton E. Blankenburg Hearing Site: Oklahoma City, OK
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10-00469 | 09/01/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Paul T. Cahill Respondent(s): Leo Sala Respondent Lawyers(s): Leo Sala Arbitrator(s): Kitty G. Grubb Hearing Site: Tampa, FL
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10-00714 | 09/01/2010 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shea O'Brien Hicks Respondent(s): Lee Thorpe Respondent Lawyers(s): Lee J. Thorpe Arbitrator(s): Kenneth R. Starr Hearing Site: Tampa, FL
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10-01839 | 08/30/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Robert Halldin Respondent Lawyers(s): Robert Halldin Arbitrator(s): Ernest Fanwick Hearing Site: Hartford, CT
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09-04748 | 08/27/2010 | Claimant(s): James Riley Claimant Lawyers(s): James P. McCrocklin Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Russell S. Sayre Arbitrator(s): Leah A. Murray Hearing Site: Louisville, KY
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