09-05666 | 09/14/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Andrew Park Respondent(s): David Moody Respondent Lawyers(s): David W. Moody Arbitrator(s): Cindy L. Anderson Hearing Site: Orlando, FL
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09-07095 | 09/14/2010 | Claimant(s): Eric Weinstein Claimant Lawyers(s): Eric Lawrence Weinstein Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Patricia A. Fitzpatrick Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
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10-00565 | 09/14/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana Sur Respondent(s): Christopher Benedict Respondent Lawyers(s): Christopher N. Benedict Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA
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09-05216 | 09/13/2010 | Claimant(s): Gary Miles Claimant Lawyers(s): Wayne G. Johnson Respondent(s): Gregory Randall, Jac Tomasello, Southwest Securities., U.S. Brokerage. Respondent Lawyers(s): Gregory A. Randall, Jac G. Tomasello, Jonathan D. Neerman Arbitrator(s): Thomas H. Barnard, Elena M. Colianni, William L. White Hearing Site: Pittsburgh, PA
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09-01577 | 09/09/2010 | Claimant(s): David Kronsbein Claimant Lawyers(s): Vincent B. Lynch Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Jana Bruder Arbitrator(s): Gordon G. Bowles, David M. Snyder, Russell W. Merriman Hearing Site: Tampa, FL
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09-06039 | 09/08/2010 | Claimant(s): Kevin Grier Claimant Lawyers(s): David B. Wechsler Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Michael H. DuBoff, Carol E. Weir, Kevin B. Naughten Hearing Site: New York, NY
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10-00994 | 09/08/2010 | Claimant(s): Black Rose Equity Management Claimant Lawyers(s): Sandra P. Espinosa Respondent(s): Eugene Williams Respondent Lawyers(s): Eugene Leroy Williams Arbitrator(s): Michael G. Hanlon Hearing Site: Portland, OR
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10-01788 | 09/08/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): James L. Komie Respondent(s): Felix Deacon Respondent Lawyers(s): Felix E. Deacon Arbitrator(s): Marshall S. Galinsky Hearing Site: Richmond, VA
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08-04247 | 09/07/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey F. Manzella Respondent(s): Bryan Ziencik Respondent Lawyers(s): Gretchen E. Moore Arbitrator(s): Rita E. Tholt, Neil H. Alexander, Justin Henry McCarthy Hearing Site: Pittsburgh, PA
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10-00038 | 09/07/2010 | Claimant(s): Jesup & Lamont Securities Corp Claimant Lawyers(s): Michael S. Colombo Respondent(s): Aaron Foley Respondent Lawyers(s): Peter H. Noone Arbitrator(s): Martin Jay Siegel, Amy Lampert, Nancy E. Watters Hearing Site: Boston, MA
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