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FINRA Awards for U.S. Brokerage.

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0322211/28/2018Claimant(s): Cheryl Neace
Claimant Lawyers(s): Eben T Masingill
Respondent(s): Timothy Hetrick, U.S. Brokerage.
Respondent Lawyers(s): Gregory Randall, William A. Morrow
Arbitrator(s): Paul E. Dahlman
Hearing Site: Boise, ID
Checkmark Icon$42,500
09-0521609/13/2010Claimant(s): Gary Miles
Claimant Lawyers(s): Wayne G. Johnson
Respondent(s): Gregory Randall, Jac Tomasello, Southwest Securities., U.S. Brokerage.
Respondent Lawyers(s): Gregory A. Randall, Jac G. Tomasello, Jonathan D. Neerman
Arbitrator(s): Thomas H. Barnard, Elena M. Colianni, William L. White
Hearing Site: Pittsburgh, PA

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