Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02424 | 10/20/2023 | Claimant(s): Michael Norton Claimant Lawyers(s): Stephan Louviere Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Dustin J. Tirpak Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 22-02920 | 10/20/2023 | Claimant(s): Shailesh Negandhi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-00406 | 10/19/2023 | Claimant(s): Christopher Ortiz Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, Gerald M. Levine, Matthew Anthony Tenteromano Hearing Site: New York, NY | ||
| 23-01236 | 10/19/2023 | Claimant(s): Kenneth Stern Claimant Lawyers(s): Robert Moses Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Barbara M. Zak Hearing Site: San Diego, CA | ||
| 22-02585 | 10/19/2023 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 22-02213 | 10/18/2023 | Claimant(s): Michael Ott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin Brooks Arbitrator(s): Kim L. Kirn Hearing Site: St. Louis, MO | ||
| 23-00977 | 10/18/2023 | Claimant(s): Christina Orta Claimant Lawyers(s): Chad Weaver Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joseph Hobbs Respondent Lawyers(s): Joseph Gregory Hobbs Arbitrator(s): Andrea U. Calve Hearing Site: Oklahoma City, OK | ||
| 23-00332 | 10/18/2023 | Claimant(s): Brian Gardiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): William James Pantele Hearing Site: Baltimore, MD | ||
| 21-01916 | 10/18/2023 | Claimant(s): William Crull Claimant Lawyers(s): Everett Pritchard Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Gregory Curley Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA |