11-00502 | 07/28/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Peter Rhee Respondent Lawyers(s): Peter Rhee Arbitrator(s): Irving A. Chesler Hearing Site: Chicago, IL
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08-03738 | 07/25/2011 | Claimant(s): Synergy Investment Group Claimant Lawyers(s): Raquel Terrigno Respondent(s): Baruch Coleman, Burton Medlin, Christopher Palladino, Eric Sides, Jeffrey Jones, Mark Wesley, Timothy Bain, The Synergy Holding Group, Vision Trek Respondent Lawyers(s): Baruch Coleman, Raquel Terrigno Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Joan Marie Chiusano Hearing Site: Newark, NJ
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09-00906 | 07/25/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Steven Williams Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): William Cavalier, Henry Hermann, Patricia J. Branco Hearing Site: Dallas, TX
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09-02264 | 07/22/2011 | Claimant(s): Smith, Moore & Co. Claimant Lawyers(s): Bruce D. Oakes Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael P. Manley Arbitrator(s): Frederick Michael Switzer, James M. Stern, David A. Fingerhut Hearing Site: St. Louis, MO
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10-00400 | 07/22/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Flaim Respondent Lawyers(s): Eric Joseph Flaim Arbitrator(s): Ernest Fanwick Hearing Site: Manchester, NH
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10-02415 | 07/22/2011 | Claimant(s): Richard Bierbaum Claimant Lawyers(s): Julian W. Friedman Respondent(s): Credit Agricole Securities (USA) Inc. Respondent Lawyers(s): Elizabeth M. Borkin Arbitrator(s): Scott Pierce, Alfred H. Kingon, Selma Moy Hearing Site: New York, NY
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11-00488 | 07/22/2011 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Deborah Dickstein Respondent(s): David Bayer Respondent Lawyers(s): David R. Bayer Arbitrator(s): Irving M. Shlesinger Hearing Site: Atlanta, GA
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10-03040 | 07/21/2011 | Claimant(s): Ronald Brown Claimant Lawyers(s): Christopher M. Whelchel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): John G. McDonald Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Margaret Elizabeth Gee Hearing Site: Charlotte, NC
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07-03310 | 07/20/2011 | Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): John E. Ohashi, Christine A. Page, Jerry Ellner Hearing Site: Los Angeles, CA
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09-01516 | 07/19/2011 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Lisa S. Fildes Respondent(s): Ronald Blevins Respondent Lawyers(s): Ronald Todd Blevins Arbitrator(s): Robert E. Thompson, Mark R. Topper, James Conrad Riewerts Hearing Site: San Francisco, CA
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