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FINRA Awards for Eric Joseph Flaim

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0040007/22/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Flaim
Respondent Lawyers(s): Eric Joseph Flaim
Arbitrator(s): Ernest Fanwick
Hearing Site: Manchester, NH

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