Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02389 | 09/20/2023 | Claimant(s): Catalina Borrero Claimant Lawyers(s): Kevin Galbraith Respondent(s): Morgan Stanley Respondent Lawyers(s): Jennifer Tomsen Arbitrator(s): Harvey Barrison, Alexander Asher Truitt, Sandra M Stephenson-Peterkin Hearing Site: New York, NY | ||
| 21-02258 | 09/19/2023 | Claimant(s): Blake Epstein, Stanley Kiec Claimant Lawyers(s): Alan Rosca Respondent(s): Morgan Stanley Respondent Lawyers(s): Megan VerGow Arbitrator(s): Mark H. Stein, Thomas E Kopil, James Christie Hearing Site: Philadelphia, PA | ||
| 22-02759 | 09/19/2023 | Claimant(s): Brad Martin Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): MML Investors Services Respondent Lawyers(s): Martin Harris Arbitrator(s): Louis H Miron Hearing Site: Montpelier, VT | ||
| 23-01581 | 09/19/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Todd Barden Respondent Lawyers(s): Todd J Barden Arbitrator(s): Raymond P. Buschmann Hearing Site: Milwaukee, WI | ||
| 22-02517 | 09/18/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 22-02278 | 09/18/2023 | Claimant(s): Donovan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA | ||
| 23-00625 | 09/15/2023 | Claimant(s): Kirk Badii Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 23-00161 | 09/15/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 22-02451 | 09/13/2023 | Claimant(s): James Williams Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA |