Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05542 | 12/01/2011 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Loretta M. Gastwirth Respondent(s): Fred Johnson Respondent Lawyers(s): Fred Johnson Arbitrator(s): Charles Kleinbaum, Denise N. Seegobin, David A. Schwarz Hearing Site: New York, NY | ||
| 11-02487 | 12/01/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Daniel Dennison Respondent Lawyers(s): Daniel Charles Dennison Arbitrator(s): Lisa Shusterman Hearing Site: Indianapolis, IN | ||
| 10-04150 | 11/29/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Joshua S. Bratspies Respondent(s): Steven Fried Respondent Lawyers(s): Steven Fried Arbitrator(s): Sid Braufman Hearing Site: Newark, NJ | ||
| 10-04979 | 11/28/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): David Allen Respondent Lawyers(s): Armand Salese Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ | ||
| 10-02372 | 11/25/2011 | Claimant(s): Amy Diamond Claimant Lawyers(s): David S. Richan Respondent(s): John Loofbourrow, John W. Loofbourrow Associates Respondent Lawyers(s): William M. Dellicato Arbitrator(s): Henry Tiffany, Madelon M. Rosenfeld, Robert S. Clemente Hearing Site: New York, NY | ||
| 10-04845 | 11/25/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Archie Capinguian Respondent(s): Kevin Kelly Respondent Lawyers(s): Maureen S. Binetti Arbitrator(s): David I. Goldblatt Hearing Site: Newark, NJ | ||
| 10-05526 | 11/25/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Jeffrey Goodman Respondent Lawyers(s): Jeffrey S. Goodman Arbitrator(s): Steven P. Gregory Hearing Site: Nashville, TN | ||
| 11-01859 | 11/25/2011 | Claimant(s): Gerald Ohalloran Claimant Lawyers(s): Gerald J. O'Halloran Respondent(s): Walter Vazquez Respondent Lawyers(s): Walter Vazquez Arbitrator(s): H. Steven Holtzman Hearing Site: Tampa, FL | ||
| 10-02848 | 11/23/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): H. Huss Respondent Lawyers(s): Lawrence C. Glynn Arbitrator(s): Walter M. Schackman, Walter W. Jensen, Margaret Leggett Tarver Hearing Site: Newark, NJ | ||
| 10-03063 | 11/23/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Mark Wood Respondent Lawyers(s): Mark S. Wood Arbitrator(s): Frederick Michael Switzer Hearing Site: Kansas City, MO |