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FINRA Awards for Mark S. Wood

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0306311/23/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Mark Wood
Respondent Lawyers(s): Mark S. Wood
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Kansas City, MO

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