| 10-03261 | 01/23/2012 | Claimant(s): Ronald Krolick
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Natixis North America Inc., Natixis Securities North America Inc.
Respondent Lawyers(s): Adam M. Lupion
Arbitrator(s): Edwin S. Mruk, Lucas A. Ferrara, Stuart Rothenstein
Hearing Site: New York, NY
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| 11-00937 | 01/23/2012 | Claimant(s): Kevin Osowiecki
Claimant Lawyers(s): Kevin S. Osowiecki
Respondent(s): Dermott W. Clancy Corp.
Respondent Lawyers(s): Donna H. Clancy
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
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| 11-02359 | 01/23/2012 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): John Macphee
Respondent Lawyers(s): Lee Stephen MacPhee
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
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| 09-02800 | 01/20/2012 | Claimant(s): James Minchello, Martha Sullivan, Robert Minchello
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Citigroup Global Markets., Citigroup.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Jack A. Marshall, Susan E. Maloney, Joseph Charles Kennedy
Hearing Site: Boston, MA
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| 10-03829 | 01/20/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Peggy Stavinoha
Respondent Lawyers(s): Reagan D. Pratt
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
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| 10-04085 | 01/20/2012 | Claimant(s): Lehman Brothers Holdings Inc as assignee
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Ralph Wileczek
Respondent Lawyers(s): William Tobolsky
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
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| 10-04099 | 01/20/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Daniel Laiter
Respondent Lawyers(s): Bernard S. Mandler
Arbitrator(s): Bruce K. Isenberg, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
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| 10-04400 | 01/20/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Ethan Braid, James Negrelli, Michael Lundon, Paul McCormack
Respondent Lawyers(s): Michael D. Lee, Robert J. Hanna
Arbitrator(s): Benjamin B. Segel, Daniel L. Bonder, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
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| 11-01776 | 01/20/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Kyle Cronan
Respondent Lawyers(s): Kyle Thomas Cronan
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
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| 11-02656 | 01/20/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Michael Deverich
Respondent Lawyers(s): Michael Lee Deverich
Arbitrator(s): Samuel E. Wing
Hearing Site: Denver, CO
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