Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05258 | 04/25/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Scott Johnson Respondent Lawyers(s): Scott Michael Johnson Arbitrator(s): David I. Goldblatt Hearing Site: Boston, MA | ||
| 11-02421 | 04/25/2012 | Claimant(s): Commonwealth Equity Services. Claimant Lawyers(s): Joe Tully Respondent(s): John Benedetto Respondent Lawyers(s): John J Benedetto Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA | ||
| 11-01928 | 04/24/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Peter Oristian Respondent Lawyers(s): Peter J. Oristian Arbitrator(s): William H. Malloy Hearing Site: Baltimore, MD | ||
| 11-03602 | 04/24/2012 | Claimant(s): Frank Monte Claimant Lawyers(s): Michael S. Colombo Respondent(s): Silva Velez Respondent Lawyers(s): Silva Alexander Velez Arbitrator(s): Romaine L. Gardner Hearing Site: New York, NY | ||
| 11-04341 | 04/24/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Archie Capinguian Respondent(s): Kenneth Koger Respondent Lawyers(s): Kenneth Koger Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL | ||
| 11-04347 | 04/24/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Archie Capinguian Respondent(s): Patrick Mulvihill Respondent Lawyers(s): Patrick Mulvihill Arbitrator(s): Marvin I. Horowitz Hearing Site: Detroit, MI | ||
| 09-06855 | 04/20/2012 | Claimant(s): Christopher Noonan, Stephen Patton, Thomas Noonan Claimant Lawyers(s): Scott C. Helmholz, Steven W. Koslovsky Respondent(s): Morgan Stanley, William Lee Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Thomas J. Ray, Jesse David Hill, Donald W. Moriarty Hearing Site: St. Louis, MO | ||
| 11-01651 | 04/20/2012 | Claimant(s): Lawrence Ennis Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Simone A. Muscarnera Hearing Site: Newark, NJ | ||
| 11-02774 | 04/20/2012 | Claimant(s): Todd Sult Claimant Lawyers(s): Todd Sult Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Ralph S. Paden Hearing Site: Atlanta, GA | ||
| 10-03161 | 04/19/2012 | Claimant(s): Whitney Quillen Claimant Lawyers(s): Whitney Staples Quillen Respondent(s): Edward Neugeboren, Ledgemont Capital Markets LLC Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Joseph J. Arata, Anthony George Gero, Annamaria Boccia Smith Hearing Site: New York, NY |