Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01248 | 11/09/2023 | Claimant(s): Doel Garciaromero Claimant Lawyers(s): Ubaldo M. Fernandez-Barrera Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 20-01481 | 11/09/2023 | Claimant(s): Marc Broncucia Claimant Lawyers(s): Paul Vorndran Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Michael S. Matek, Steven Meyrich, Mari C. Bush Hearing Site: Denver, CO | ||
| 23-01123 | 11/09/2023 | Claimant(s): Rahul Halwasiya Claimant Lawyers(s): Michael P. Gilmore Respondent(s): vFinance Investments Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 22-02606 | 11/08/2023 | Claimant(s): Travis Hansberger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 23-01147 | 11/08/2023 | Claimant(s): Ryan Wroblewski Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 23-00721 | 11/08/2023 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Ira N. Glauber Respondent(s): Christopher Armstrong, Randall Kiefner Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Jeffrey Alan Helewitz, Jeffrey Zuckerman, Serge Krimnus Hearing Site: Jersey City, NJ | ||
| 23-00417 | 11/08/2023 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric D. Raphan Respondent(s): Jason Kurtz Respondent Lawyers(s): Jason Mark Kurtz Arbitrator(s): Kendall C. Reed Hearing Site: Denver, CO | ||
| 23-01481 | 11/08/2023 | Claimant(s): B. Riley Wealth Management Claimant Lawyers(s): Emily Hayes Respondent(s): Timothy Breslin Respondent Lawyers(s): Timothy James Breslin Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 23-00051 | 11/08/2023 | Claimant(s): Garth Wilson Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson A. Terrell Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-01139 | 11/07/2023 | Claimant(s): Benjamin Young Claimant Lawyers(s): Kathleen Patchel Respondent(s): Securities America. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA |