| 23-02980 | 10/18/2024 | Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Neil G. Gargiulo, Gerry E. Feinberg, William E. Nuckel
Hearing Site: New York, NY
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| 23-01412 | 10/18/2024 | Claimant(s): Christopher Conness
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
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| 23-00470 | 10/18/2024 | Claimant(s): Robert Forte
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): David Boral, Joseph Rallo, Benchmark Investments
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Peter A. Goldman, Laurel Ann Brien, Maurice Robinson
Hearing Site: New York, NY
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| 23-01460 | 10/17/2024 | Claimant(s): Kevin Farrow
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): LPL Financial LLC, Cuna Brokerage Services., Suncoast Credit Union
Respondent Lawyers(s): Amy L. Drushal, Neil S. Baritz, Sandra D. Grannum
Arbitrator(s): Jacquelyn M. Shannon, Dempsey Reno Adkins, Andrea M Johnson
Hearing Site: Tampa, FL
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| 22-02926 | 10/15/2024 | Claimant(s): Dennis Devaney
Claimant Lawyers(s): Harris Freedman
Respondent(s): United Capital Markets.
Respondent Lawyers(s): Catherine Bezzina
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 23-02566 | 10/14/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s):
Hearing Site: Tampa, FL
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| 23-01593 | 10/14/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Krista Stamper
Respondent Lawyers(s): Krista Ann Stamper
Arbitrator(s): Herbert Liberman, Daniel M. Yamshon, Richard L. Warner
Hearing Site: Anchorage, AK
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| 23-03640 | 10/11/2024 | Claimant(s): Kurt Jackson
Claimant Lawyers(s): Richard A D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Katherine Hendricks, Susan C Lushing, Robert Dean McKinley
Hearing Site: Los Angeles, CA
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| 23-00942 | 10/11/2024 | Claimant(s): Jose Crescioni
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 23-02938 | 10/11/2024 | Claimant(s): Sonia Balfour-Fears
Claimant Lawyers(s): William Preston Martin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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