24-00309 | 08/26/2024 | Claimant(s): Jameson Van Houten Claimant Lawyers(s): Benjamin Biard Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Jonathan French Arbitrator(s): Monica I. Salis, Gregory D. Hoffmann, John R. Wylie Hearing Site: Phoenix, AZ
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23-02882 | 08/26/2024 | Claimant(s): Dan Wagner Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Arkadios Capital Respondent Lawyers(s): Gary Schwartz Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC
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23-02544 | 08/26/2024 | Claimant(s): Andre Selfa Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Michael D. Weiner, Mark Lee Haggard, Ian Matthew Green Hearing Site: Portland, OR
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23-01602 | 08/26/2024 | Claimant(s): Allan Haupert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Mark W Solock Hearing Site: Milwaukee, WI
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24-01079 | 08/23/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Frank J. Cuccio Respondent(s): Anthony Tassone Respondent Lawyers(s): Anthony M. Tassone Arbitrator(s): Thomas M. Madden Hearing Site: Hartford, CT
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23-02492 | 08/23/2024 | Claimant(s): John Deming Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeff Palmer Arbitrator(s): John J. Fitzpatrick Hearing Site: Reno, NV
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23-02510 | 08/23/2024 | Claimant(s): Jason Russo Claimant Lawyers(s): Thomas McEvoy Respondent(s): Laidlaw & Company (Uk) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-03030 | 08/23/2024 | Claimant(s): Mark Rothstein Claimant Lawyers(s): Tadeusz McMahon Respondent(s): LPL Financial LLC, Independent Financial Group., Centaurus Financial. Respondent Lawyers(s): Jon D. Kaplon, Michael J. Carey, Sarah J. Kreisman Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA
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23-01530 | 08/23/2024 | Claimant(s): Christopher Hildreth Claimant Lawyers(s): Daniel B. Grossman Respondent(s): Truist Securities. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): Susanne J. Hollander, Susan L. Walker, Jeffrey L. Durkes Hearing Site: Chicago, IL
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23-02724 | 08/22/2024 | Claimant(s): Paul Zoch Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL
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