| 23-00321 | 12/06/2023 | Claimant(s): Scott Baker
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Michael J Norton
Hearing Site: Denver, CO
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| 21-02961 | 12/04/2023 | Claimant(s): John Dabbs
Claimant Lawyers(s): David Wechsler
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): Richard W. Vallario, Carol Maria Luttati, Michael Casali
Hearing Site: New York, NY
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| 22-00491 | 12/04/2023 | Claimant(s): Doris Mctyre
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Amanda Scipione, Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Thomas Michael Genovese, James Reiman, Floyd A Bednarz
Hearing Site: Chicago, IL
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| 23-02308 | 12/04/2023 | Claimant(s): Eric Wittenberg
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 23-01486 | 12/01/2023 | Claimant(s): Michael Peters
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Charles A. Palmer
Hearing Site: Buffalo, NY
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| 22-02579 | 12/01/2023 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 23-01346 | 12/01/2023 | Claimant(s): Ryan Loynd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Coastal Equities.
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 23-00396 | 12/01/2023 | Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Wilmington Capital Securities
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Ted M. Rosen, Richard E. Castiglioni, Tychelle Dephroneicia McLaurin
Hearing Site: New York, NY
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| 22-02864 | 11/30/2023 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 23-02231 | 11/30/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michelle M. Wezner
Respondent(s): Jason Pirnie
Respondent Lawyers(s): Jason Pirnie
Arbitrator(s): Gail Sillman
Hearing Site: Boston, MA
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