23-00321 | 12/06/2023 | Claimant(s): Scott Baker Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J Norton Hearing Site: Denver, CO
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21-02961 | 12/04/2023 | Claimant(s): John Dabbs Claimant Lawyers(s): David Wechsler Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): Richard W. Vallario, Carol Maria Luttati, Michael Casali Hearing Site: New York, NY
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22-00491 | 12/04/2023 | Claimant(s): Doris Mctyre Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Amanda Scipione, Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Thomas Michael Genovese, James Reiman, Floyd A Bednarz Hearing Site: Chicago, IL
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23-02308 | 12/04/2023 | Claimant(s): Eric Wittenberg Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
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23-01486 | 12/01/2023 | Claimant(s): Michael Peters Claimant Lawyers(s): William Bean Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Charles A. Palmer Hearing Site: Buffalo, NY
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22-02579 | 12/01/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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23-01346 | 12/01/2023 | Claimant(s): Ryan Loynd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Coastal Equities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
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23-00396 | 12/01/2023 | Claimant(s): Michael Lastihenos Claimant Lawyers(s): Craig A. Riha Respondent(s): Wilmington Capital Securities Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Ted M. Rosen, Richard E. Castiglioni, Tychelle Dephroneicia McLaurin Hearing Site: New York, NY
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22-02864 | 11/30/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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23-02231 | 11/30/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michelle M. Wezner Respondent(s): Jason Pirnie Respondent Lawyers(s): Jason Pirnie Arbitrator(s): Gail Sillman Hearing Site: Boston, MA
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