| 13-03455 | 07/11/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Brendon Lyden
Respondent Lawyers(s): Brendon John Lyden
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
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| 12-02515 | 07/10/2014 | Claimant(s): Timothy McNamara
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Patrick M. Markey, Stephen P. LaLonde, Kenneth Dymond
Hearing Site: Buffalo, NY
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| 13-02164 | 07/10/2014 | Claimant(s): Aaron Krauss
Claimant Lawyers(s): David S. Rich
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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| 13-02746 | 07/10/2014 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Jill Y. Coen
Respondent(s): Matthew Staten
Respondent Lawyers(s): Matthew Wade Staten
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
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| 13-03179 | 07/10/2014 | Claimant(s): Newport Coast Securities.
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Andre Labarbera, Antonio Costanzo, David Levy
Respondent Lawyers(s): Andre Vincent Labarbera, Antonio Costanzo, David Michael Levy
Arbitrator(s): Christina Kallas
Hearing Site: New York, NY
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| 09-04807 | 07/09/2014 | Claimant(s): James Byrne, James Rogers, Joseph Tortora, Richard Festa
Claimant Lawyers(s): Nicholas J. Boyle
Respondent(s): Aimee Carey, Alexis Feliciano, Andrew Roberts, Anthony Verrier, Brian Hampton, Charles Veneziano, Donald Kearns, Eugene Williams, Graig Badger, James McDonald, Janet Schait, John Lugano, John Pagan, John Siedem, Joseph Spillane, Joseph Walsh, Kevin Shanahan, Lawrence Davis, Marc Denicola, Mark DeSalvo, et al
Respondent Lawyers(s): Elissa L. Isaacs, Eric Seiler, John N. Orsini, Nicholas J. Boyle, Robert M. Abrahams
Arbitrator(s): Philip M. Mandel, Edward M. Rosensteel, Steven J. Brill
Hearing Site: New York, NY
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| 13-00528 | 07/09/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): John Meskunas
Respondent Lawyers(s): John Anthony Meskunas
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
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| 13-01644 | 07/09/2014 | Claimant(s): Joseph Mack
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Meredith Whitney Securities
Respondent Lawyers(s): Robert C. Angelillo
Arbitrator(s): Andrew J. Gerber, Alan Steven Brodherson, Peter Susser
Hearing Site: New York, NY
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| 13-02307 | 07/09/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): James E. Murtagh
Respondent(s): Richard Griswold
Respondent Lawyers(s): Richard John Griswold
Arbitrator(s): Carolyn V. Quadt
Hearing Site: Los Angeles, CA
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| 13-02440 | 07/08/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Britt Lachemann
Respondent Lawyers(s): Britt Michael Lachemann
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
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