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FINRA Awards for Richard Griswold

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0230707/09/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): James E. Murtagh
Respondent(s): Richard Griswold
Respondent Lawyers(s): Richard John Griswold
Arbitrator(s): Carolyn V. Quadt
Hearing Site: Los Angeles, CA

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