Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00900 | 02/08/2024 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): WAMU Investments. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 23-01301 | 02/08/2024 | Claimant(s): George Kastanis Claimant Lawyers(s): Everett Pritchard Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 22-01486 | 02/07/2024 | Claimant(s): Joel Santucci Claimant Lawyers(s): Marc Fitapelli Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Thomas E. Duggan, Betty Chen, Regina Waynes Joseph Hearing Site: New York, NY | ||
| 22-00799 | 02/07/2024 | Claimant(s): Peter Dao Claimant Lawyers(s): Peter Giahao Dao Respondent(s): Pruco Securities. Respondent Lawyers(s): Peter J. Pizzi Arbitrator(s): Arthur Neil Tolciss, Regina Waynes Joseph, Cynthia Kouril Hearing Site: New York, NY | ||
| 23-00377 | 02/07/2024 | Claimant(s): Thomas Stappas Claimant Lawyers(s): Thomas Stappas Respondent(s): Summit Equities. Respondent Lawyers(s): Patricia Baker Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 23-01380 | 02/07/2024 | Claimant(s): Douglas Frizzell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH | ||
| 23-02440 | 02/07/2024 | Claimant(s): Herbert Shiraishi Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Minnie Loo Hearing Site: Honolulu, HI | ||
| 21-00345 | 02/07/2024 | Claimant(s): David Ingle Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 21-02205 | 02/07/2024 | Claimant(s): Andrea McKinley Claimant Lawyers(s): Eric Spengler Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stephen Dellinger Arbitrator(s): Lisa Bass Morris, Daniel F. Piar, Victoria Liccione Hearing Site: Charlotte, NC | ||
| 23-01479 | 02/06/2024 | Claimant(s): Tim Clairmont Claimant Lawyers(s): William Bean Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR |